OUR FIDUCIARY RESPONSIBILITY
We have taken an oath to act as a fiduciary to our clients. That means that we will exercise our best efforts to act in good faith and in the best interests of our clients. We will provide written disclosure to our clients prior to our engagement with them and thereafter throughout the term of our engagement as their advisor, of any conflicts of interest which will or reasonably may comprimise our impartiality or independence. We do not receive any compensation or other remuneration that is contingent on any client's purchase or sale of a financial product. We do not receive any fees or other compensation from another party based on the referral of a client or the client's business.
FOCUS ON FIDUCIARY
Focus on Fiduciary is a program initiated by the National Association of Personal Financial Advisors to help educate consumers on fiduciary matters.
We have included several videos and downloadable information to help you Focus on Fiduciary.
| More than 90% of Financial Advisors are paid (fully or partially) by commissions; this means that they have incentives to promote products and services that maximize their income. |
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Professionals You Can Trust
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Fiduciary responsibility does not arise only in the financial services industry. Professionals in other fields also are legally required to work in your best interest.
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Questions
| Asking important questions will let you know if your advisor holds to a fiduciary standard and will put your interests first. |
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