Top 10 Best Financial Advisors in Charlotte & Asheville, NC | 2019 Ranking


2019 Ranking | Finding the Best Wealth Management Firms in Charlotte & Asheville

These two cities in North Carolina have one big thing in common, both Charlotte and Asheville have gone through major growth in the last several years. They’re about 130 miles apart and make up one of the hottest regions in the south for people to live.

With populations and property values are going up, it gives residents even a greater need for the best financial guidance they can find from top financial advisors in Charlotte and Asheville.

But many people aren’t sure where to start when searching for a Charlotte wealth management firm. If you’ve never worked with a financial advisor there can be a sense of apprehension about not understanding the lingo or knowing what qualities to look for.

AdvisoryHQ understands the importance of working with a quality financial planning firm and one that you can trust with your assets and future financial dreams. That’s why we research hundreds of firms every year to identify the best of the best in multiple areas around the country.

In this top 10 ranking of the best financial advisors in Charlotte and Asheville, NC, you’ll find highlights that make these advisors stand out, details on their fee structure (fee-only or fee-based), and the types of clients they work with.

We’ll also give you a few tips on how to identify the best Charlotte or Asheville wealth management firm for your needs and how to know which will have your best interests at heart.

Best Financial Advisors in Charlotte & Asheville, NC

Award Emblem: Best 10 Financial Advisors in Charlotte & Asheville, NC

Top 10 Best Financial Advisors in Charlotte and Asheville, NC | Brief Comparison & Ranking

Top-Rated Financial Advisors in Charlotte/Asheville 2019 Ratings
Alpha Financial Advisors, LLC 5
Altavista Wealth Management, Inc. 5
Boys, Arnold & Company 5
Carroll Financial Associates, Inc. 5
Colony Family Offices 5
Keatley Wealth Management, LLC 5
Modera Wealth Management 5
Parsec Financial, Inc. 5
Ronald Blue Trust 5
Bragg Financial Advisors, Inc. 3

Table: Top 10 Best Financial Advisors in Charlotte & Asheville, NC | Above list is sorted by rating

Tips for Selecting the Best Financial Advisors in Asheville & Charlotte

When it comes to your money, you want to make sure the Asheville or Charlotte financial advisor you choose is aligned with your financial goals, risk tolerance, and financial service needs.

How do you narrow down the list to choose the firms that would serve you best? Here are a few key questions to ask that will help refine your Charlotte wealth manager options.

Are They Fee-only, Fee-based, or a Fiduciary?

Fee-only wealth management firms in Charlotte and Asheville only take compensation in the form of client fees and do not accept any commissions for sales of financial products, meaning there are no conflicts of interest.

Fee-based financial advisors do accept commissions for selling financial products, which could cause potential conflicts. A way they counteract that is by being a fiduciary – which means they have a legal obligation to always put the client’s interests ahead of their own.

Both fee-only and fee-based firms can be fiduciaries.

What Asset Levels Do They Work With?

Some financial advisors in Charlotte work with all types of investors and enjoy helping those new to investing begin to build their nest egg. Others have a minimum on the investable asset level they’ll work with and generally have a high-net-worth only clientele.

What Services Do They Offer?

If you’re in need of tax planning or help with employer retirement packages, then you’ll want to make sure the Asheville or Charlotte financial planning firm you’re working with offers those additional services. Some will even offer insurance or Family Office services, while others may stick to investment portfolios only.

What’s Their Level of Communication?

You may like to have a financial advisor that you can reach out to often, in which case you’ll want an “open-door” policy. Or you may prefer only being updated a few times a year and having them handle everything for you. Whichever your communication preference, you’ll want to explore that with any potential firms you’re considering.

Top-Rated Financial Advisors in Charlotte & Asheville, NC

Top-Rated Financial Advisors in Charlotte & Asheville, NC

2019 AdvisoryHQ’s Selection Methodology

What methodology does AdvisoryHQ use in selecting and finalizing the credit cards, financial products, firms, services and products that are ranked on its various top-rated lists?

Please click here “AdvisoryHQ’s Ranking Methodologies” for a detailed review of AdvisoryHQ’s selection methodologies for ranking top-rated credit cards, financial accounts, firms, products, and services.

Detailed Review – Best Financial Advisors in Charlotte & Asheville

Below, please find a detailed review of each firm on our list of 2019 best financial advisors in Charlotte and Asheville, NC. We have highlighted some of the factors that allowed these financial advisors in Charlotte and Asheville to score so highly in our selection ranking.

Click on any of the names below to go directly to the review section for that firm.   

Click below for previous years’ rankings:

Alpha Financial Advisors, LLC Review

Alpha Financial Advisors was founded in 2002 with the core belief that the client always comes first. They work to give their client’s peace of mind rooted in the confidence that their financial plan is built upon a solid foundation.

This Charlotte-based financial advisor is fee-only and a fiduciary. Alpha works with many clientele groups, including a few specialty areas. They serve corporate executives, physicians, lawyers, CPAs, business owners, retirees, expatriates, and young professionals.

Key Factors that Enabled Alpha Financial Advisors to Rank as a Top Financial Advisor in Charlotte, NC

A Personal Connection

One of the key things that sets any financial planning firm apart from others is their approach. Core to the approach undertaken by Alpha is the concept of building a personal connection with each and every client.

The team at this wealth management firm believes that in order to serve their client’s best interests they need to develop a personal connection, including the understanding of their value systems.

This approach requires taking the time to ask the right questions, really listen to clients and gather important facts of even the smallest of details about the client’s individual situation.

Best Wealth Management Firms in Charlotte, NC

Best Wealth Management Firms in Charlotte, NC

High Standards of Excellence

Alpha Financial became a top-rated financial advisor in Charlotte, NC in part because of the firm’s clear commitment to maintaining high standards of excellence.

With a fee-only structure and a fiduciary commitment, Alpha Financial maintains membership in the following industry organizations:

  • National Association of Personal Financial Advisors (NAPFA)
  • American Institute of CPAs (AICPA)

As a member of NAPFA and AICPA, Alpha Financial maintains exemplary quality standards, including comprehensive financial planning, continuing industry education, and more.

Additionally, Alpha Financial has a Client Advisory Board to further its dedication to superior client service. Meetings are moderated by an independent third-party and are used to represent the voice of clients, addressing feedback and providing insight on critical firm decisions.

Rating Summary

As a top-rated financial advisor in Charlotte, Alpha Financial Advisors goes above and beyond to ensure that clients receive the best financial care possible and they work to forge personal connections to help them better serve their clients’ financial goals and values.

With a commitment to industry excellence and a fee-only structure, Alpha Financial Advisors solidifies their 5-star rating as one of the best financial advisors in Charlotte to consider partnering with in 2019.   


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